Head of Compliance
Prior to joining MASECO, Stephen has been Head of UK Compliance at AXA Investment Managers UK as well as Chief Compliance Officer at Old Mutual Global Investors. Stephen’s career and experience history covers more than 20 years in the Financial Services Industry and has covered Wealth and Private Client Management as well as Institution and Retail Investment Management. Stephen started his career in London working for the Investors Compensation Scheme, lately becoming the Financials Services Compensation Scheme
Stephen’s role is to seek to ensure MASECO remains Compliant with current and forthcoming regulatory principles and requirements both with the FCA in the UK and the SEC in the US. Stephen believes that at MASECO, Compliance is everyone’s responsibility. He believes that Compliance should be embedded within all parts of the MASECO business so as to ensure we put out clients best interests first and meet all our applicable regulatory expectations.
In his spare time…
Stephen enjoys playing league Table Tennis and Mountain Biking.