Statutory & Regulatory Disclosures

MASECO LLP is established under the laws of England and Wales as a limited liability partnership under registration number OC337650. MASECO LLP trades as MASECO Private Wealth and MASECO Institutional. Its registered office is at The Kodak Building, 11 Keeley Street, London WC2B 4BA United Kingdom.

MASECO LLP is authorised and regulated by the Financial Conduct Authority in the conduct of investment business in the UK. The FCA maintains a public register of all firms, individuals and other bodies they regulate. This can be accessed via the FCA’s website, https://www.fca.org.uk/ . The firm’s Financial Services register number is 489718.

MASECO LLP is also registered with the US Securities and Exchange Commission as a Registered Investment Adviser.

The relevant provisions of the Investment Advisors Act of 1940 only apply with respect to the firm’s dealings with US clients. The SEC maintains a public register of all registered investment advisers. This can be accessed via the Investment Adviser Public Disclosure Website, https://adviserinfo.sec.gov/. The firm’s SEC registration number is 801-69385.

MASECO LLP is a completely separate entity from any other entity with a similar name.

The firm uses testimonials regarding its services which it receives from its clients.  It does not make any payments in return for such testimonials.

The firm participates in industry award programmes relating to the provision of its investment services and in connection therewith the firm may be required to pay an administration fee for the submission of its application. Where such payments are made, they will be nominal in value and will not be in exchange for any form of guarantee or promise that the firm will receive the award for which it has applied. The firm only participates in award programmes where there is an independent panel of judges.

Best execution policy

Conflicts of interest policy

Privacy and cookie policy

Privacy notice

Complaints policy

Statutory & Regulatory Disclosures Documents

Documents in accordance with applicable regulations, the links above refer to:

Best Execution Policy We are required to take all sufficient steps to obtain, when executing client orders, the best possible result for our clients taking into consideration execution factors, such as price, costs, speed, likelihood of execution and settlement, size of the order and available market liquidity, nature of any other considerations relevant to the execution of the order (such as potential market impact). The way in which we will effect transactions on behalf of our clients is set out in this Policy.
Conflicts of Interest Policy If a conflict of interest arises in the course of providing our services to a client, the way in which we will handle this conflict of interest is set out in this Policy.
Privacy and Cookie Policy When you visit this website, we will retain certain information about you. What we retain and how it will be used and held is set out in this Policy.
Privacy Notice Where you provide us with personal information about you (personal data) we will use that personal data where we have a legitimate interest. How we Privacy Notice use that data and the security measures in place to protect your personal data from unauthorised access is set out in this Policy.
Complaints Policy We endeavour to provide our services to a high standard, however, if you have a complaint about our services, we are required under the FCA Rules to handle complaints in a particular way. Details are set out in the attached Complaints Policy.